Application of optimal amplitude-phase modulation signals in channels with Doppler frequency shift

Circuits and Systems for Receiving, Transmitting and Signal Processing
Authors:
Abstract:

The paper addresses the problem of improving the spectral efficiency of radio communication systems operating in channels with Doppler frequency shift by employing optimal signals with amplitude-phase modulation. The relevance of the study is driven by the need for high data rate transmission in low-Earth orbit satellite communication systems, where conventional signals based on RRC pulses exhibit significant energy losses when the symbol rate is increased. A synthesis technique for optimal shaping pulses is proposed, based on the criterion of out-of-band emission suppression under given constraints on the cross-correlation coefficient that determines the BER performance. A computer simulation model of the transmission channel is developed, taking into account carrier frequency instability, timing synchronization offset, and Doppler shift modeled with time-scale transformation. Numerical simulations for 64APSK constellation and coding rate 4/5 demonstrate that the use of optimal signals with doubled symbol rate provides a spectral efficiency gain of up to 12.7% compared to RRC-based signals when the occupied bandwidth is estimated by the 99% energy concentration criterion. The associated energy penalties range from 3 to 4 dB depending on the satellite elevation angle, which is attributed to the need for wider receiver front-end bandwidth under Doppler-induced spectral distortions. It is shown that the choice of the cross-correlation coefficient enables a trade-off between BER performance and spectral efficiency. The obtained results confirm the feasibility of optimal signals in satellite communication systems with high spectral efficiency requirements and limited link power budgets.

  • References

    1. Shannon C.E. A mathematical theory of communication. The Bell System Technical Journal, 1948, Vol. 27, No. 4, Pp. 623–656. DOI: 10.1002/j.1538-7305.1948.tb00917.x

    2. D’heer C., Reynaert P. When High-Speed Communication Hits a Speed Bump: Exploring Shannon’s Equation in mm-Wave Links. IEEE Microwave Magazine, 2024, Vol. 25, No. 6, Pp. 41–57. DOI: 10.1109/MMM.2024.3378611

    3. Mazo J.E. Faster-than-nyquist signaling. The Bell System Technical Journal, 1975, Vol. 54, No. 8, Pp. 1451–1462. DOI: 10.1002/j.1538-7305.1975.tb02043.x

    4. Anderson J.B., Rusek F., Öwall V. Faster-Than-Nyquist Signaling. Proceedings of the IEEE, 2013, Vol. 101, No. 8, Pp. 1817–1830. DOI: 10.1109/JPROC.2012.2233451

    5. Liveris A.D., Georghiades C.N. Exploiting faster-than-Nyquist signaling. IEEE Transactions on Com-munications, 2003, Vol. 51, No. 9, Pp. 1502–1511. DOI: 10.1109/TCOMM.2003.816943

    6. Reznev A. Faster-than-Nyquist Signals for Modern Communication Systems. 2024 Systems of Signal Synchronization, Generating and Processing in Telecommunications (SYNCHROINFO), 2024, Pp. 1–4. DOI: 10.1109/SYNCHROINFO61835.2024.10617780

    7. Zavjalov S., Orlova A., Lavrenyuk I., Makarov S., Kuznetsova A., Volvenko S. Beyond DVB-S2X: Opti-mal Signals for High-Throughput CubeSat Communications. 2025 International Conference on Electrical Engineering and Photonics (EExPolytech), 2025, Pp. 232–235. DOI: 10.1109/EExPolytech66949.2025.11252458

    8. Makarov S.B., Liu M., Ovsyannikova A.S., Zavjalov S.V., Lavrenyuk I.I., Xue W. Optimizing the Shape of Faster-Than-Nyquist (FTN) Signals With the Constraint on Energy Concentration in the Occupied Frequency Bandwidth. IEEE Access, 2020, Vol. 8, Pp. 130082–130093. DOI: 10.1109/ACCESS.2020.3009213

    9. Liu M., Xue W., Gao J., Jia P., Xu Y., Volvenko S.V. Prototype Filter Design for Effectively Suppressing Out-of-Band Radiation in GFDM Systems. IEEE Communications Letters, 2023, Vol. 27, No. 2, Pp. 696–700. DOI: 10.1109/LCOMM.2022.3220194

    10. Ovsyannikova A.S., Lavrenyuk I.I., Zavjalov S.V. Estimation of Peak-to-Average Power Ratio of Optimal FTN Signals. 2019 11th International Congress on Ultra Modern Telecommunications and Control Sys-tems and Workshops (ICUMT), 2019, Pp. 1–4. DOI: 10.1109/ICUMT48472.2019.8970701

    11. Qiang Li, Yang Gao, Feng-Kui Gong, Wen-Yuan Zhao, Hai-Yang Ding, Yang Zhang. PAPR Analysis for Faster-Than-Nyquist Signaling in Satellite Communications. 2020 International Conference on Wireless Communications and Signal Processing (WCSP), 2020, Pp. 708–711. DOI: 10.1109/WCSP49889.2020.9299879

    12. European Telecommunication Standards Institute (ETSI). Digital Video Broadcasting (DVB); Second generation framing structure, channel coding and modulation systems for Broadcasting, Interactive Services, News Gathering and other broadband satellite applications; Part 2: DVB-S2 Extensions (DVB-S2X). Draft ETSI EN 302 307-2 V1.4.1 (2024-05). 2024. 166 p. [online] Available at: https://www.etsi.org/deliver/etsi_en/302300_302399/30230702/01.04.01_20/en_30230702v010401a.pdf (Accessed 15.09.2026)

    13. Ali Bachir A.-F.B., Zhour M., Ahmed M. Modeling and Design of a DVB-S2X system. 2019 5th International Conference on Optimization and Applications (ICOA), 2019, Pp. 1–5. DOI: 10.1109/ICOA.2019.8727700

    14. Napolitano A. Sampling theorems for Doppler-stretched wide-band signals. Signal Processing, 2010, Vol. 90, No. 7, Pp. 2276–2287. DOI: 10.1016/j.sigpro.2010.02.016

    15. Qu Jin, Kon Max Wong, Zhi-Quan Luo. The Estimation of Time Delay and Doppler Stretch of Wide-band Signals. IEEE Transactions on Signal Processing, 1995, Vol. 43, No. 4, Pp. 904–916. DOI: 10.1109/78.376843

    16. Zhang Fengzhen, Li Guijuan, Zhang Zhaohui, Hu Chen. Doppler shift extraction of wideband signal using spectrum scaling matching. 2018 3rd International Conference on Measurement Instrumentation and Electronics (ICMIE 2018), 2018, Vol. 208, Art. no. 01001. DOI: 10.1051/matecconf/201820801001

    17. Xiong Deng, Hongyu Meng, Ziqiang Gao, Xihua Zou, Peixuan Li, Wei Pan. Wideband Doppler Channel Modeling for Wireless Communications with High Mobility. 2023 IEEE/CIC International Conference on Communications in China (ICCC), 2023, Pp. 1–6. DOI: 10.1109/ICCC57788.2023.10233384

    18. Decai Liu, Yanfei Luo, Yunfeng Li, Zhijie Wang, Zhengxuan Li, Qianwu Zhang. An LDPC Encoder Architecture with Up to 47.5 Gbps Throughput for DVB-S2/S2X Standards. IEEE Access, 2022, Vol. 10, Pp. 19022–19032. DOI: 10.1109/ACCESS.2022.3151086

    19. Petrović V.L., Marković M.M., El Mezeni D.M., Saranovac L.V., Radošević A. Flexible High Throughput QC-LDPC Decoder with Perfect Pipeline Conflicts Resolution and Efficient Hardware Utilization. IEEE Transactions on Circuits and Systems I: Regular Papers, 2020, Vol. 67, No. 12, Pp. 5454–5467. DOI: 10.1109/TCSI.2020.3018048

This work is licensed under a Creative Commons Attribution-NonCommercial 4.0 International License
Previous articleNext article